To register and monitor all NBC regulations, laws, regulations, tax, lenders requirement, group requirements and other requirement that impact to Hattha and ensure that Hattha comply with.
Close monitoring of compliance checklist, calendar reports with relevant departments.
Collaborate and closely work and communicate with departments/branches when there is new updating of laws, regulations, policies, and procedure.
Prepare training material and provide training to related staff new updating laws, regulations, policies and procedure if necessarily.
Assist on compliance assessment on new product/service development.
Check and verify on prudential ratio calculation of NBC and lender’s covenants and ensure all are fully complied and prepare report to management.
Prepare, coordinate with relevant departments on correspondent letter or report to public authorities and group.
Conduct onsite at branches and relevant departments and prepare report for management.
Prepare monthly reports to management.
Some travelling to province/abroad required.
Perform other tasks assigned by management.
Job Requirement
Bachelor degree in law, banking, finance, or related studies.
At least one-year experience in law as well as banking and FI operation.
Well understand of banking regulatory requirement, advocate to business team from compliance perspective.
Understanding principle of banking and MFI products.
Demonstrate the abilities to learn and interpret the laws and regulations requirement.
Excellent verbal, presentation and written communication.
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