Conduct audit field work for business support functions and select the sample size to be reviewed.
Review and evaluate adequacy and effectiveness of internal control, policies & procedure, and workflow/process of company/business function to ensure that the business function comply with the internal policies & procedures, NBC’s Prakas, rules and other regulations.
Review the role and responsibilities of business function to ensure that they are clear duties responsibilities and/or with appropriate delegation authorizer, reporting line, and follow with their direction of annual plan.
Review key controls and irregular transactions which is covered in the audit scope and other assignment of supervisor.
Review reliability, correctness, and completeness of account recording, financial data and reconciliation operations, used tools to specify, measure, classify and report such data, timeliness of report preparation and information presentation.
Review all risk identified in risk control matrix in order to seek out some missing points.
Review each auditable unit which defined in TOD & TOE and improve audit step or checklist or working papers.
Discuss with Unit Manager to clear and update RCM and TOD & TOE.
Prepare draft audit findings and submit to direct supervisor for reviewing.
Prepare documents or evident to support audit finding.
Perform other task as assigned by management.
Bachelor degree in banking and finance, business management, or related fields.
At least 2 years’ experience in consumer banking, other financial, financial services industry, and related fields.
Basic knowledge of accounting, audit and finance or related fields.
Knowledge of financial/business analysis, internal control system, organizational structure, works flow, operating procedures.
Strong interpersonal communication both internal and external staff.
Demonstrate high level of ethical commitments and trustworthiness.
Computer literate in MS Office (Word, MS Excel, Power Point, etc.).
Ability to work independently.
Ability to work under pressure, highly self-motivated, and long-hours.